Date authorised
1 April 2013
Companies House
00871912
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roderick Alan Crozier

    IRN RAC01117

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Roger William Brown

    IRN RWB01085

    • CF16 Significant Mgt (Desgntd Investment Business) (28 Mar 2002 to 30 Jun 2004)
  • Rohit Vedhara

    IRN RXV01057

    • CF26 Customer Trading (12 Mar 2002 to 31 Dec 2005)
  • Rony Rached

    IRN RXR01122

    • CF26 Customer Trading (1 Dec 2001 to 3 Apr 2007)
  • Ross John Turvey

    IRN RJT01186

    • CF30 Customer (30 Jun 2010 to 6 Dec 2011)
  • Said Thong Chu

    IRN STC01017

    • CF30 Customer (1 Nov 2007 to 25 Jul 2008)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Samantha Elizabeth Skerry

    IRN SES01097

    • [FCA CF] Significant management (1 Feb 2020 to 30 Jun 2020)
    • [FCA CF] Material risk taker (1 Feb 2020 to 30 Jun 2020)
    • CF1 Director (30 Oct 2015 to 24 May 2016)
    • CF29 Significant management (11 Jul 2014 to 24 May 2016)
  • Samantha Jayne Cooper

    IRN SJN01065

    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Sameer Osman Khatri

    IRN SOK01003

    • CF26 Customer Trading (28 Aug 2002 to 31 Dec 2005)
  • Samuel Joseph Hogan Crooks

    IRN SJC01229

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.