BRITANNIC TRADING LIMITED

Date authorised
1 April 2013
Companies House
00871912
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard John Briggs

    IRN RJB01227

    • CF26 Customer Trading (1 Dec 2001 to 4 Apr 2005)
  • Richard Michael Browning

    IRN RMB01183

    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF26 Customer Trading (16 Oct 2007 to 31 Oct 2007)
  • Richard Wheatley

    IRN RXW01288

    • CF26 Customer Trading (18 Mar 2002 to 31 Dec 2005)
  • Rick John Taylor

    IRN RJT01159

    • CF30 Customer (1 Nov 2007 to 17 Sep 2009)
    • CF26 Customer Trading (2 May 2007 to 31 Oct 2007)
  • Rita Alexandra Afonso Pombo Alves Dos Santos Pereira

    IRN RAA01073

    • CF30 Customer (1 Nov 2007 to 24 Jul 2008)
    • CF26 Customer Trading (15 Mar 2004 to 31 Oct 2007)
  • Robert Anthony Earl

    IRN RAE01076

    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF26 Customer Trading (1 Jun 2005 to 31 Oct 2007)
  • Robert Charles Winstanley

    IRN RCW01043

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Robert Gosman

    IRN RXG01436

    • CF29 Significant management (24 Aug 2010 to 6 Dec 2011)
    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF26 Customer Trading (17 Oct 2007 to 31 Oct 2007)
  • Robert Stephen Lawson

    IRN RSL01044

    • SMF3 Executive Director (9 Dec 2019 to 13 Jan 2020)
    • CF29 Significant management (1 Nov 2007 to 10 Dec 2008)
    • CF17 Significant Mgt (Other Business Operations) (21 Aug 2007 to 31 Oct 2007)
    • CF1 Director (14 Oct 2004 to 13 Jun 2007)
    • CF8 Apportionment and Oversight (14 Oct 2004 to 31 Mar 2006)
  • Rod Alexander Sutters

    IRN RAS01193

    • CF26 Customer Trading (12 Mar 2002 to 30 Nov 2004)
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Recent activity

Updates to this firm's record on the FCA register.

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