Date authorised
1 April 2013
Companies House
00871912
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Anthony Slater

    IRN NAS01109

    • CF29 Significant management (1 Nov 2007 to 13 Aug 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Feb 2007 to 31 Oct 2007)
  • Nicholas David Hemley

    IRN NDH01054

    • CF30 Customer (21 Jun 2010 to 3 Sep 2010)
  • Nicholas James Shaw

    IRN NJS01186

    • CF30 Customer (1 Nov 2007 to 5 Jan 2009)
    • CF26 Customer Trading (18 Oct 2007 to 31 Oct 2007)
  • Nicholas Peter Farnell-Watson

    IRN NPF01037

    • CF30 Customer (5 Sep 2008 to 9 Dec 2013)
  • Nicola Ann Robinson

    IRN NAR01043

    • CF30 Customer (1 Nov 2007 to 17 Dec 2008)
    • CF26 Customer Trading (13 Oct 2005 to 31 Oct 2007)
  • Nicolas Fomm

    IRN NXF01082

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Nicolas Louis Jean Bigotte

    IRN NLB01039

    • [FCA CF] Material risk taker (1 Feb 2020 to 31 Dec 2020)
    • [FCA CF] Client dealing (1 Feb 2020 to 31 Dec 2020)
    • CF30 Customer (5 Mar 2012 to 8 Dec 2019)
  • Nicole Denise Breen

    IRN NDB01047

    • CF26 Customer Trading (2 Sep 2004 to 31 Dec 2005)
  • Nikolas James Domanski

    IRN NJD01055

    • CF30 Customer (1 Nov 2007 to 23 Nov 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Oliver Peter Richard Isbell

    IRN OPI01000

    • CF30 Customer (30 Jun 2010 to 6 Dec 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.