Date authorised
1 April 2013
Companies House
00871912
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Olufunmilola Afolake Abe

    IRN OAA00015

    • [FCA CF] Material risk taker (1 Feb 2021 to 28 Feb 2022)
  • Orrin John Middleton

    IRN OJM01001

    • [FCA CF] Client dealing (1 Feb 2020 to 1 Apr 2023)
    • [FCA CF] Material risk taker (1 Feb 2020 to 1 Apr 2023)
    • CF30 Customer (10 Jul 2012 to 8 Dec 2019)
  • PHILLIP, EDWARD SPARKS

    IRN PES01094

    • CF30 Customer (3 Aug 2011 to 6 Dec 2011)
  • Pablo Escobar Galante

    IRN PEG01025

    • CF26 Customer Trading (1 Dec 2001 to 9 Aug 2005)
  • Paul Albert Casey

    IRN PAC01212

    • CF30 Customer (1 Nov 2007 to 13 Apr 2010)
    • CF26 Customer Trading (30 Jul 2003 to 31 Oct 2007)
  • Paul Hawkins

    IRN PXH01477

    • CF30 Customer (1 Nov 2007 to 5 Sep 2008)
    • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
  • Paul John Barber

    IRN PJB01261

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Paul John Gough

    IRN PJG01227

    • CF30 Customer (28 Apr 2009 to 6 Dec 2011)
  • Paul Reed

    IRN PXR01257

    • CF3 Chief Executive (1 Jan 2010 to 23 Feb 2017)
    • CF8 Apportionment and Oversight (14 Jul 2006 to 1 Jan 2007)
    • CF1 Director (25 Mar 2002 to 1 Mar 2007)
  • Paul Westerman

    IRN PXW01267

    • CF26 Customer Trading (1 Dec 2001 to 1 Sep 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.