Date authorised
1 April 2013
Companies House
00871912
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emma Annika Johansson

    IRN EAJ01014

    • CF26 Customer Trading (26 Jan 2004 to 31 Dec 2005)
  • Enno Raymond Van Der Sluis

    IRN ERV01004

    • CF26 Customer Trading (17 Jun 2005 to 31 Dec 2005)
  • Eric Richard Charles Armitage

    IRN ERA01007

    • CF30 Customer (1 Nov 2007 to 13 Oct 2011)
    • CF26 Customer Trading (1 Jul 2002 to 31 Oct 2007)
  • Euan Moryson Burr

    IRN EMB01018

    • CF30 Customer (1 Nov 2007 to 14 Oct 2011)
    • CF26 Customer Trading (16 Oct 2007 to 31 Oct 2007)
  • Farhruddin Dhilawala

    IRN FXD01057

    • CF30 Customer (1 Nov 2007 to 25 Jul 2008)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Fasil Nasim

    IRN FXN01016

    • CF26 Customer Trading (1 Dec 2001 to 16 Aug 2004)
  • Felipe Arbelaez

    IRN FXA01141

    • CF30 Customer (24 May 2013 to 2 Feb 2015)
  • Fiona Burke

    IRN FXB01065

    • CF30 Customer (7 Nov 2011 to 2 Jan 2018)
  • Firdaus Keki Panthaki

    IRN FKP01004

    • [FCA CF] Material risk taker (1 Feb 2020 to 31 Dec 2020)
    • [FCA CF] Client dealing (1 Feb 2020 to 31 Dec 2020)
    • CF30 Customer (2 Dec 2016 to 8 Dec 2019)
  • Frederic Joseph Levinger

    IRN FJL01012

    • CF30 Customer (22 Nov 2007 to 14 Oct 2011)
    • CF26 Customer Trading (27 Dec 2002 to 31 Dec 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.