Date authorised
1 April 2013
Companies House
00871912
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David William Knipe

    IRN DWK01030

    • CF1 Director (17 Feb 2011 to 4 Jan 2012)
    • CF28 Systems and controls (2 Sep 2010 to 4 Jan 2012)
  • Deirdre Ann Ceannt

    IRN DXC00923

    • Director of firm who is not a certification employee or a SMF manager (since 5 Sep 2025)
  • Denise Mary Tomlin

    IRN DXT01309

    • CF26 Customer Trading (14 Mar 2005 to 31 Dec 2005)
  • Derek Alexander Ritchie

    IRN DAR01100

    • CF30 Customer (1 Nov 2007 to 23 Mar 2010)
    • CF26 Customer Trading (16 Oct 2007 to 31 Oct 2007)
  • Derek Ashbaugh

    IRN DXA01362

    • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • CF26 Customer Trading (20 Sep 2006 to 31 Oct 2007)
  • Dianne Helene Akers

    IRN DXA00165

    • [FCA CF] Material risk taker (1 Feb 2020 to 30 Jun 2020)
  • Dmitry Belobragin

    IRN DXB01504

    • CF26 Customer Trading (18 Mar 2002 to 31 Dec 2005)
  • Dominic Harris

    IRN DHH01023

    • CF26 Customer Trading (1 Dec 2001 to 27 Jul 2004)
  • Donald Ian Porteous

    IRN DIP01004

    • CF30 Customer (1 Nov 2007 to 24 Jul 2008)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Donna Enders Weimer

    IRN DXW00276

    • [FCA CF] Material risk taker (1 Feb 2020 to 1 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.