Britannic Energy Trading Limited

Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bernadette Anne Willis

    IRN BAW01034

    • CF17 Significant Mgt (Other Business Operations) (30 May 2006 to 27 Nov 2006)
    • CF10 Compliance Oversight (2 Dec 2004 to 22 Mar 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (27 Feb 2004 to 30 May 2006)
  • Brenda Jean Eckles

    IRN BJE01014

    • CF26 Customer Trading (12 Mar 2002 to 9 Aug 2004)
  • Brian Ernst Frank

    IRN BEF01015

    • CF29 Significant management (1 Apr 2010 to 31 Oct 2011)
  • Brian Gilvary

    IRN BXG01195

    • CF3 Chief Executive (12 Mar 2007 to 1 Jan 2010)
    • CF8 Apportionment and Oversight (15 Apr 2005 to 31 Oct 2007)
    • CF1 Director (15 Apr 2005 to 1 Jan 2010)
  • Brian James West

    IRN BJW01046

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Brian Kenneth Mumme

    IRN BKM01023

    • CF29 Significant management (1 Nov 2007 to 15 Sep 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (14 May 2007 to 31 Oct 2007)
  • Brian Logan Uffelman

    IRN BLU01002

    • CF26 Customer Trading (28 Oct 2005 to 31 Dec 2005)
  • Brian Michael Puffer

    IRN BMP01049

    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2024)
    • CF1 Director (1 Jan 2018 to 8 Dec 2019)
    • CF28 Systems and controls (1 Jan 2018 to 8 Dec 2019)
  • Bruno Georges Andre Boulanger

    IRN BGB01013

    • CF29 Significant management (8 Apr 2008 to 9 Sep 2010)
    • CF30 Customer (1 Nov 2007 to 9 Sep 2010)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • CAREY MENDES

    IRN CXM02101

    • CF28 Systems and controls (31 Jan 2012 to 10 Dec 2014)
    • CF1 Director (31 Jan 2012 to 2 Nov 2015)
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Recent activity

Updates to this firm's record on the FCA register.

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