Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul David Jones

    IRN PDJ01029

    • CF30 Customer (1 Nov 2007 to 14 Feb 2008)
    • CF26 Customer Trading (25 Jun 2002 to 31 Oct 2007)
  • Paul George Parakkal

    IRN PXP00124

    • [FCA CF] Material risk taker (since 1 Jan 2026)
    • [FCA CF] Material risk taker (1 Feb 2021 to 31 Dec 2021)
  • Paul Hawkins

    IRN PXH01477

    • CF26 Customer Trading (1 Jul 2004 to 31 Dec 2005)
  • Paul John Barber

    IRN PJB01261

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Paul Reed

    IRN PXR01257

    • CF3 Chief Executive (1 Jan 2010 to 23 Feb 2017)
    • CF8 Apportionment and Oversight (6 Mar 2008 to 31 Mar 2009)
    • CF1 Director (25 Mar 2002 to 1 Mar 2007)
  • Paul Richard Evans

    IRN PRE01043

    • CF30 Customer (1 Nov 2007 to 29 Nov 2007)
    • CF26 Customer Trading (30 Aug 2002 to 31 Oct 2007)
  • Paul Vincent Lantero

    IRN PXL00162

    • [FCA CF] Material risk taker (1 Feb 2020 to 31 Aug 2020)
  • Paul Westerman

    IRN PXW01267

    • CF26 Customer Trading (1 Dec 2001 to 1 Sep 2004)
  • Paulus Cornelis Antonius Hienkens

    IRN PCH01071

    • CF26 Customer Trading (4 Oct 2002 to 4 Mar 2005)
  • Peggy Joann Meyer

    IRN PJM01318

    • CF16 Significant Mgt (Desgntd Investment Business) (15 Apr 2003 to 22 Dec 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.