Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicolas Louis Jean Bigotte

    IRN NLB01039

    • [FCA CF] Client dealing (1 Feb 2020 to 22 Nov 2024)
    • [FCA CF] Material risk taker (1 Feb 2020 to 22 Nov 2024)
    • CF30 Customer (5 Mar 2012 to 8 Dec 2019)
  • Nicole Denise Breen

    IRN NDB01047

    • CF26 Customer Trading (2 Sep 2004 to 31 Dec 2005)
  • Nikolas James Domanski

    IRN NJD01055

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Oksana Pidkuyko

    IRN OXB01071

    • CF30 Customer (1 Nov 2007 to 23 Dec 2008)
    • CF26 Customer Trading (3 Sep 2007 to 31 Oct 2007)
  • Olakunle Oladapo Gidado

    IRN OOG01001

    • CF30 Customer (28 Apr 2011 to 27 Sep 2011)
  • Olufunmilola Afolake Abe

    IRN OAA00015

    • [FCA CF] Material risk taker (1 Feb 2021 to 28 Feb 2022)
  • Orrin John Middleton

    IRN OJM01001

    • [FCA CF] Client dealing (1 Feb 2020 to 1 Apr 2023)
    • [FCA CF] Material risk taker (1 Feb 2020 to 1 Apr 2023)
    • CF30 Customer (10 Jul 2012 to 8 Dec 2019)
  • Pablo Escobar Galante

    IRN PEG01025

    • CF26 Customer Trading (1 Dec 2001 to 9 Aug 2005)
  • Paul Albert Casey

    IRN PAC01212

    • CF26 Customer Trading (30 Jul 2003 to 31 Dec 2005)
  • Paul Andrew Western

    IRN PAW01125

    • CF30 Customer (1 Nov 2007 to 19 Aug 2011)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.