Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael John O'Sullivan

    IRN MJO01159

    • CF1 Director (1 Feb 2013 to 10 Dec 2014)
    • CF28 Systems and controls (1 Feb 2013 to 10 Dec 2014)
  • Michael Martin Campbell

    IRN MMC01020

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Michael Richard Vincent

    IRN MRV01013

    • CF26 Customer Trading (14 Mar 2005 to 5 Sep 2007)
  • Michael Werner Schilling

    IRN MWS01082

    • CF26 Customer Trading (12 Jun 2007 to 4 Sep 2007)
  • Michel Peter

    IRN MXP01637

    • CF29 Significant management (1 Nov 2007 to 30 Jun 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (22 Nov 2006 to 31 Oct 2007)
    • CF26 Customer Trading (1 Jul 2005 to 31 Dec 2005)
  • Mikhail Melentiev

    IRN MXM01863

    • CF26 Customer Trading (11 Nov 2003 to 31 Dec 2005)
  • Miles Rupert Moseley

    IRN MRM01131

    • CF26 Customer Trading (27 Jul 2005 to 31 Dec 2005)
  • Miles Wythe

    IRN MXW01364

    • CF29 Significant management (13 Aug 2010 to 20 Jan 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Jul 2004 to 22 Dec 2005)
    • CF26 Customer Trading (1 Dec 2001 to 14 Jun 2004)
  • Mohamed Imran Sheikh

    IRN MXS01028

    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2023 to 13 Feb 2026)
  • Nancy Jancke

    IRN NXJ01062

    • CF26 Customer Trading (12 Mar 2002 to 20 Jan 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.