Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Robert Hindle

    IRN MRH01161

    • CF26 Customer Trading (1 Aug 2003 to 31 Dec 2005)
  • Matthew Robert Tonge

    IRN MRT01054

    • CF30 Customer (1 Nov 2007 to 29 Nov 2007)
    • CF26 Customer Trading (13 Mar 2002 to 31 Oct 2007)
  • Maxim Baev

    IRN MXB01677

    • CF26 Customer Trading (12 Mar 2002 to 31 Dec 2005)
  • Mazin Rajih Ibraham Majed

    IRN MRM01101

    • CF26 Customer Trading (24 Mar 2003 to 31 Dec 2005)
  • Michael Chapplow

    IRN MXC01369

    • CF26 Customer Trading (1 Dec 2001 to 16 Aug 2004)
  • Michael Douglas Ross

    IRN MXR00293

    • [FCA CF] Client dealing (1 Feb 2020 to 15 Oct 2020)
    • [FCA CF] Material risk taker (1 Feb 2020 to 15 Oct 2020)
  • Michael Hogervorst

    IRN MXH02178

    • CF30 Customer (23 May 2011 to 6 Dec 2011)
  • Michael James Cundey

    IRN MJC01377

    • CF26 Customer Trading (5 Sep 2003 to 31 Dec 2005)
  • Michael James Leonard

    IRN MXL00203

    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2023 to 18 Mar 2025)
    • [FCA CF] Significant management (26 Feb 2020 to 31 Dec 2021)
    • [FCA CF] Material risk taker (26 Feb 2020 to 31 Dec 2021)
  • Michael John Bennetts

    IRN MJB01469

    • CF29 Significant management (1 Nov 2007 to 1 Jan 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 Nov 2003 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.