Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clive Charles Warwick Coombe

    IRN CCC01055

    • CF26 Customer Trading (27 Jan 2006 to 5 Sep 2007)
  • Colin Gibson

    IRN CXG01132

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Colin Loydall

    IRN CXL01232

    • CF26 Customer Trading (4 Aug 2003 to 5 Sep 2007)
  • Colin Matthew Adams

    IRN CXA00380

    • SMF16 Compliance Oversight (since 30 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Sep 2024)
    • [FCA CF] Algorithmic trading (12 Aug 2024 to 30 Sep 2024)
  • Constantin Cronenberg

    IRN CXC01419

    • CF26 Customer Trading (29 Oct 2003 to 1 Apr 2005)
  • Cornelis Van Der Meijde

    IRN CXV01024

    • CF26 Customer Trading (10 Nov 2005 to 1 Sep 2006)
  • Cornelius Joseph Gregg

    IRN CJG01102

    • CF29 Significant management (1 Nov 2007 to 1 Jan 2009)
    • CF19 Significant Mgt (Financial Resources) (15 Jun 2007 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (25 Jun 2002 to 1 Apr 2007)
  • Craig John McCormick

    IRN CJM01251

    • CF26 Customer Trading (20 May 2003 to 31 Dec 2005)
  • Craig Stuart Preston

    IRN CSP01026

    • CF26 Customer Trading (27 Mar 2002 to 31 Jul 2003)
  • Cyril Perez

    IRN CXP79890

    • [FCA CF] Client dealing (23 Aug 2023 to 31 Jan 2025)
    • [FCA CF] Material risk taker (7 Oct 2021 to 4 Apr 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.