BRITANNIA GLOBAL MARKETS LIMITED

• Principal Place of Business

  Britannia Global Markets Ltd

  52 Lime Street

  London

  City Of London

  EC3M 7AF

  UNITED KINGDOM

  Phone

  +442030939005

  Web

  https://www.britannia.com/gm

• Complaints Contact

  Britannia Global Markets Ltd

  52 Lime Street

  Level 29

  London

  City Of London

  EC3M 7AF

  UNITED KINGDOM

  Phone

  +442039317916

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joseph Mottershead

  IRN JXM04199

  • [FCA CF] Client dealing (since 29 Apr 2024)
• Julian Leadbeater

  IRN JXL01436

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2022)
  • CF30 Customer (27 Mar 2019 to 8 Dec 2019)
• Julio Cesar Herrera

  IRN JXH00497

  • [FCA CF] Client dealing (2 Sep 2020 to 30 Nov 2022)
• Julio Martin Herrera

  IRN JXH09721

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 23 Nov 2021)
  • CF2 Non Executive Director (9 Oct 2019 to 8 Dec 2019)
• Karl Bernhardt Godau

  IRN KBG01008

  • CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)
  • CF26 Customer Trading (1 Dec 2001 to 28 Mar 2002)
• Keith Brown

  IRN KSB01013

  • [FCA CF] Client dealing (19 Jul 2021 to 9 Mar 2023)
  • [FCA CF] Functions requiring qualifications (19 Jul 2021 to 9 Mar 2023)
• Keith Gareth Upsdell

  IRN KGU01000

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Aug 2015 to 8 Dec 2019)
  • CF21 Investment Adviser (7 Nov 2005 to 31 Oct 2007)
• Keith Greig Wildie

  IRN KGW01024

  • [FCA CF] Client dealing (21 Sep 2020 to 8 Mar 2021)
• Ksenia Sablin

  IRN KXA01556

  • [FCA CF] Client dealing (19 Jul 2021 to 28 Mar 2025)
• Kurt Brooks

  IRN KXB02111

  • [FCA CF] Client dealing (7 Dec 2020 to 20 Jan 2022)

• RVassets Limited (no longer appointed)

  FRN 632018 · Appointed 11 Sep 2014 · Until 12 Jul 2016

• Investment Research of Cambridge Ltd (no longer appointed)

  FRN 400871 · Appointed 13 May 2004 · Until 4 Jun 2018

No changes recorded yet.