Briggs Fiscal Limited

• Principal Place of Business

  3 Berry Hill

  Stanmore

  Middlesex

  HA7 4NY

  UNITED KINGDOM

  Phone

  +4402089588797

  Web

  https://www.briggsfiscal.co.uk

• Complaints Contact

  3 Berry Hill

  Stanmore

  Middlesex

  HA7 4NY

  UNITED KINGDOM

  Phone

  +4402089588797

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice, buy-to-let mortgages and second charge mortgages

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Hugh Hallam

  IRN CHH01050

  • CF30 Customer (30 Aug 2017 to 6 Dec 2017)
• Gary Neil Briggs

  IRN GXB00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 15 Aug 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (2 Oct 2006 to 31 Mar 2009)
  • CF10 Compliance Oversight (2 Oct 2006 to 8 Dec 2019)
  • CF1 Director (2 Oct 2006 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Oct 2006 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Oct 2006 to 30 Sep 2018)
  • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
• Lewis Barry Bloch

  IRN LBB00002

  • CF1 Director (AR) (1 Dec 2009 to 2 Jun 2010)
• Robert Andrew Stein

  IRN RXS00003

  • CF30 Customer (20 Sep 2017 to 8 Dec 2019)

• Genesis Advisory Services (UK) Ltd (no longer appointed)

  FRN 513583 · Appointed 1 Dec 2009 · Until 2 Jun 2010

No changes recorded yet.