Bridges Fund Management Limited

• Principal Place of Business

  38 Seymour Street

  London

  W1H 7BP

  UNITED KINGDOM

  Phone

  +442037808072

  Web

  https://www.bridgesfundmanagement.com

• Complaints Contact

  38 Seymour Street

  London

  W1H 7BP

  UNITED KINGDOM

  Phone

  +442037808072

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oliver Quentin James Wyncoll

  IRN OQW01001

  • 14. Managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
• Olivia Catherine Prentice

  IRN OXP00048

  • [FCA CF] Significant management (4 Nov 2022 to 19 Dec 2025)
  • [FCA CF] Client dealing (4 Nov 2022 to 19 Dec 2025)
  • [FCA CF] Functions requiring qualifications (4 Nov 2022 to 19 Dec 2025)
• Paul David Richings

  IRN PDR01059

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF1 Director (19 Mar 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Mar 2017 to 8 Dec 2019)
  • CF10a CASS Oversight function (1 Mar 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Mar 2017 to 8 Dec 2019)
• Peter David Englander

  IRN PDE01010

  • CF30 Customer (1 Mar 2017 to 28 Jan 2019)
  • CF2 Non Executive Director (1 Mar 2017 to 28 Jan 2019)
• Philip William Newborough

  IRN PWN01013

  • 14. Managing investments
  • SMF9 Chair of the Governing Body (since 15 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 15 Nov 2024)
  • CF3 Chief Executive (1 Mar 2017 to 8 Dec 2019)
  • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
  • CF1 Director (1 Mar 2017 to 8 Dec 2019)
• Rachel Diller

  IRN RXD01952

  • CF1 Director (4 Apr 2018 to 24 Oct 2018)
• Simon Benjamin Braham

  IRN SBB01031

  • [FCA CF] Functions requiring qualifications (21 Sep 2020 to 31 Aug 2025)
  • [FCA CF] Client dealing (21 Sep 2020 to 31 Aug 2025)
• Simon David Ringer

  IRN SDR01062

  • 14. Managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (19 Mar 2018 to 8 Dec 2019)
  • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
• Stephen James Morrison

  IRN SJM01543

  • SMF3 Executive Director (9 Dec 2019 to 20 Aug 2020)
  • CF1 Director (23 Mar 2018 to 8 Dec 2019)
  • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
• Thomas Edward Mountford

  IRN TXM00436

  • [FCA CF] Functions requiring qualifications (17 Nov 2022 to 18 Dec 2024)
  • [FCA CF] Client dealing (17 Nov 2022 to 18 Dec 2024)

No changes recorded yet.