Date authorised
1 April 2013
Companies House
00322365
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher George O'Keefe

    IRN CGO01009

    • CF30 Customer (7 Aug 2008 to 9 Feb 2010)
  • Christopher James Paine

    IRN CJP01142

    • CF30 Customer (1 Nov 2007 to 13 Apr 2010)
    • CF26 Customer Trading (28 Jul 2005 to 31 Oct 2007)
  • Christopher Miles Allen

    IRN CMA01016

    • CF30 Customer (1 Nov 2007 to 5 Jan 2010)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Christopher Paul Shapland

    IRN CPS01047

    • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • CF26 Customer Trading (8 Oct 2002 to 31 Oct 2007)
  • Christopher Phelan

    IRN CXP01445

    • CF30 Customer (11 Mar 2009 to 7 Sep 2009)
  • Claire Jacqueline Godard

    IRN CXG01187

    • CF30 Customer (1 Nov 2007 to 28 May 2010)
    • CF26 Customer Trading (3 Mar 2006 to 31 Oct 2007)
  • Claire Louise Barber

    IRN CLB01046

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Claude Pascal Lixi

    IRN CPL01020

    • CF26 Customer Trading (1 Dec 2001 to 6 Jul 2007)
  • Colin Gibson

    IRN CXG01132

    • CF30 Customer (1 Nov 2007 to 13 Aug 2008)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Colin Matthew Adams

    IRN CXA00380

    • SMF16 Compliance Oversight (since 30 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Sep 2024)
    • [FCA CF] Algorithmic trading (12 Aug 2024 to 30 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

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