Date authorised
1 April 2013
Companies House
00322365
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cem Basaktar

    IRN CXB01715

    • CF30 Customer (1 Nov 2007 to 10 Nov 2008)
    • CF26 Customer Trading (25 Jan 2006 to 31 Oct 2007)
  • Chad South

    IRN CXS01377

    • CF26 Customer Trading (18 Jun 2002 to 3 Jun 2005)
  • Channa Ashan Jayawardena

    IRN CAJ01061

    • CF30 Customer (1 Nov 2007 to 13 Oct 2011)
    • CF26 Customer Trading (7 Feb 2003 to 31 Oct 2007)
  • Charles Anthony Fountain

    IRN CAF01064

    • CF1 Director (22 Oct 2002 to 31 Dec 2005)
    • CF8 Apportionment and Oversight (22 Oct 2002 to 31 Dec 2005)
  • Charlie Alfred Stamp

    IRN CXS01081

    • [FCA CF] Client dealing (since 13 Nov 2025)
  • Chee Hong Foo

    IRN CHF01011

    • CF30 Customer (1 Nov 2007 to 27 May 2008)
    • CF26 Customer Trading (9 Nov 2006 to 31 Oct 2007)
  • Chin Thean Quek

    IRN CTQ01000

    • CF29 Significant management (9 Sep 2009 to 26 May 2010)
  • Christophe Benoit Balleux

    IRN CXB01662

    • CF26 Customer Trading (23 Feb 2005 to 31 Dec 2005)
  • Christopher Brian Ralphs

    IRN CBR01020

    • CF26 Customer Trading (12 Mar 2002 to 9 Nov 2006)
  • Christopher Charles Burt

    IRN CCB01075

    • CF30 Customer (1 Nov 2007 to 13 Oct 2011)
    • CF26 Customer Trading (20 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.