Date authorised
1 April 2013
Companies House
00322365
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Arnaud Pierre Marie Chasseguet

    IRN APC01114

    • CF30 Customer (1 Nov 2007 to 9 Jul 2009)
    • CF26 Customer Trading (15 Mar 2002 to 31 Oct 2007)
  • Arron Edward Howle

    IRN AEH01072

    • CF30 Customer (1 Nov 2007 to 13 Oct 2011)
    • CF26 Customer Trading (2 Sep 2005 to 31 Oct 2007)
  • Ashley Davis

    IRN AXD01492

    • CF30 Customer (1 Nov 2007 to 15 Sep 2008)
    • CF26 Customer Trading (24 Nov 2003 to 31 Oct 2007)
  • Ashley James Howard

    IRN AXH01471

    • CF28 Systems and controls (28 May 2010 to 3 Sep 2010)
  • Bastian Gotter

    IRN BXG01260

    • CF30 Customer (7 Aug 2009 to 13 Oct 2011)
  • Batuhan Onur

    IRN BXO01072

    • CF26 Customer Trading (15 Jun 2004 to 1 Apr 2005)
  • Ben Ralph Wilkin

    IRN BRW01046

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 26 Nov 2024)
  • Benjamin Andrew Waters

    IRN BAW01046

    • CF30 Customer (22 Jan 2008 to 13 Oct 2011)
  • Benjamin James Luckock

    IRN BJL01048

    • CF26 Customer Trading (7 Sep 2006 to 8 May 2007)
  • Bernadette Anne Willis

    IRN BAW01034

    • CF17 Significant Mgt (Other Business Operations) (30 May 2006 to 27 Nov 2006)
    • CF10 Compliance Oversight (2 Dec 2004 to 22 Mar 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (27 Feb 2004 to 30 May 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.