Date authorised
1 April 2013
Companies House
00322365
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Angus Alasdair Charles Brooksby

    IRN AAB01111

    • [FCA CF] Significant management (since 1 Feb 2022)
    • CF30 Customer (2 Jul 2009 to 13 Oct 2011)
  • Anja Renate Weiss

    IRN ARW01157

    • CF26 Customer Trading (15 Jun 2004 to 31 Dec 2005)
  • Anne Devlin

    IRN AXR01346

    • CF30 Customer (1 Nov 2007 to 13 Oct 2011)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Anne Kathleen Fahy

    IRN AKF01019

    • CF19 Significant Mgt (Financial Resources) (20 Mar 2002 to 19 Aug 2004)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 19 Aug 2004)
  • Anne-Catherine Gati Thierbach

    IRN AXG01567

    • CF30 Customer (1 Nov 2007 to 21 Oct 2008)
    • CF26 Customer Trading (29 Oct 2003 to 31 Oct 2007)
  • Anthony Gerard Press

    IRN AGP01065

    • CF30 Customer (1 Nov 2007 to 19 Nov 2008)
    • CF26 Customer Trading (19 Jan 2005 to 31 Oct 2007)
  • Anthony James Harpur

    IRN AJH01263

    • CF26 Customer Trading (1 Dec 2001 to 16 Jan 2006)
  • Antony James Hughes

    IRN AJH01465

    • CF30 Customer (1 Nov 2007 to 11 Oct 2010)
    • CF26 Customer Trading (15 Jun 2005 to 31 Oct 2007)
  • Arie Baaima

    IRN AXB01400

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Arnaud Julien Nessim Zeboulon

    IRN AXZ01083

    • CF26 Customer Trading (10 Nov 2005 to 21 Sep 2007)

Recent activity

Updates to this firm's record on the FCA register.

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