Date authorised
1 April 2013
Companies House
00322365
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Siew Lee Ho

    IRN SLH01062

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Simon Hunt

    IRN SXH01305

    • CF30 Customer (1 Nov 2007 to 8 Jan 2009)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Simon James

    IRN SXJ01299

    • CF30 Customer (1 Nov 2007 to 22 Sep 2008)
    • CF26 Customer Trading (8 Feb 2006 to 31 Oct 2007)
  • Simon John Maynard Gilbertson

    IRN SJG01234

    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF26 Customer Trading (10 Jan 2005 to 31 Oct 2007)
  • Simon Jonathan Basey

    IRN SJB01569

    • CF30 Customer (5 Aug 2009 to 6 Dec 2011)
  • Simon Orebi Gann

    IRN SXO01097

    • CF29 Significant management (1 Nov 2007 to 1 Mar 2008)
    • CF8 Apportionment and Oversight (19 Mar 2002 to 1 Mar 2008)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
  • Simon Paul Papa

    IRN SPP01057

    • CF26 Customer Trading (19 Jul 2004 to 31 Dec 2005)
  • Simon Philip Cattle

    IRN SPC01125

    • CF29 Significant management (1 Nov 2007 to 1 Jan 2008)
    • CF1 Director (13 Dec 2006 to 1 Nov 2007)
  • Simon Richard Kaye

    IRN SRK01021

    • CF26 Customer Trading (20 Jul 2004 to 31 Dec 2005)
  • Soo-Hee Beh

    IRN SXB01426

    • CF26 Customer Trading (1 Dec 2001 to 23 Aug 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.