Date authorised
1 April 2013
Companies House
00322365
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peggy Joann Meyer

    IRN PJM01318

    • CF29 Significant management (1 Nov 2007 to 31 Jan 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (15 Apr 2003 to 31 Oct 2007)
  • Peter Edward Taylor

    IRN PET01013

    • CF30 Customer (1 Nov 2007 to 11 Dec 2009)
    • CF26 Customer Trading (22 Jun 2004 to 31 Oct 2007)
  • Peter Paul Leonardus Maria Kimman

    IRN PPK01007

    • CF16 Significant Mgt (Desgntd Investment Business) (22 Aug 2003 to 30 Jun 2004)
  • Peter Robertson Scott

    IRN PRS01158

    • CF26 Customer Trading (2 Feb 2006 to 17 Oct 2007)
  • Peter Stuart Thompson

    IRN PST01021

    • CF30 Customer (1 Nov 2007 to 2 Jan 2009)
    • CF26 Customer Trading (1 Feb 2006 to 31 Oct 2007)
  • Philip Llewellyn

    IRN PXL01556

    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Feb 2020)
    • CF10 Compliance Oversight (21 Sep 2012 to 8 Dec 2019)
  • Philipp Schraner

    IRN PXS01818

    • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • CF26 Customer Trading (6 Apr 2006 to 31 Oct 2007)
  • Phillip Angus Charles Mallory

    IRN PAM01163

    • CF26 Customer Trading (15 Mar 2002 to 1 Jul 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Jul 2005)
  • Phillip James Ramage

    IRN PJR01105

    • CF30 Customer (1 Nov 2007 to 25 May 2011)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Phillip Nigel Hill

    IRN PNH01033

    • CF30 Customer (2 Dec 2009 to 6 Dec 2011)
    • CF29 Significant management (1 Nov 2007 to 10 Feb 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.