Date authorised
1 April 2013
Companies House
00322365
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael John Bennetts

    IRN MJB01469

    • CF29 Significant management (1 Nov 2007 to 1 Jan 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 Nov 2003 to 31 Oct 2007)
  • Michael John O'Sullivan

    IRN MJO01159

    • CF28 Systems and controls (1 Feb 2013 to 10 Dec 2014)
    • CF1 Director (1 Feb 2013 to 10 Dec 2014)
  • Michael Richard Vincent

    IRN MRV01013

    • CF26 Customer Trading (14 Mar 2005 to 31 Dec 2005)
  • Michel Peter

    IRN MXP01637

    • CF29 Significant management (1 Nov 2007 to 30 Jun 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (7 Mar 2006 to 31 Oct 2007)
    • CF26 Customer Trading (1 Jul 2005 to 10 Mar 2006)
  • Midesh Sing

    IRN MXS02214

    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF26 Customer Trading (22 Feb 2006 to 31 Oct 2007)
  • Mikhail Melentiev

    IRN MXM01863

    • CF26 Customer Trading (11 Nov 2003 to 4 Jul 2007)
  • Miles Rupert Moseley

    IRN MRM01131

    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF26 Customer Trading (27 Jul 2005 to 31 Oct 2007)
  • Miles Wythe

    IRN MXW01364

    • CF30 Customer (27 Oct 2009 to 20 Jan 2011)
    • CF29 Significant management (1 Nov 2007 to 20 Jan 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Jul 2004 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 14 Jun 2004)
  • Neil Jones

    IRN NXJ01063

    • CF17 Significant Mgt (Other Business Operations) (15 Mar 2002 to 17 Jul 2006)
  • Neil Lewis Hart

    IRN NLH01012

    • CF26 Customer Trading (21 Feb 2003 to 16 Jan 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.