Date authorised
1 April 2013
Companies House
00322365
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Zarembok

    IRN JXZ01039

    • CF30 Customer (1 Nov 2007 to 15 Aug 2009)
    • CF26 Customer Trading (3 Jul 2006 to 31 Oct 2007)
  • Joseph Francis Ellul

    IRN JFE01011

    • CF26 Customer Trading (1 Dec 2001 to 30 Jun 2004)
  • Judith Maeve Dougherty

    IRN JMD01227

    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF26 Customer Trading (20 Aug 2007 to 31 Oct 2007)
  • Jufei Zhang

    IRN JXZ01080

    • CF30 Customer (27 May 2011 to 7 Dec 2011)
  • Julian Phelps

    IRN JXP01539

    • CF30 Customer (1 Nov 2007 to 13 Oct 2011)
    • CF26 Customer Trading (7 Sep 2004 to 31 Oct 2007)
  • Justin Emmanuel Bache

    IRN JEB01105

    • CF30 Customer (1 Nov 2007 to 7 Dec 2011)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Karen Beverly Kiernan

    IRN KBK01006

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jan 2005 to 31 Dec 2005)
  • Kate Alison Foster

    IRN KAF01043

    • CF26 Customer Trading (28 Oct 2005 to 31 Dec 2005)
  • Katherine Emma Elliot

    IRN KEE01004

    • CF30 Customer (1 Nov 2007 to 21 May 2009)
    • CF26 Customer Trading (1 Jun 2005 to 31 Oct 2007)
  • Kathryn Jane Upson

    IRN KJU00002

    • CF30 Customer (1 Nov 2007 to 15 Dec 2011)
    • CF26 Customer Trading (11 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.