Date authorised
1 April 2013
Companies House
00322365
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Katrina Ann Landis

    IRN KXL01100

    • CF8 Apportionment and Oversight (4 Jan 2007 to 4 Dec 2007)
    • CF1 Director (4 Jan 2007 to 4 Dec 2007)
    • CF26 Customer Trading (1 Dec 2001 to 1 Mar 2006)
  • Kay Adele Fairburn

    IRN KAF01029

    • CF30 Customer (1 Nov 2007 to 13 May 2008)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Keith James Warnett

    IRN KJW01102

    • CF13 Finance (1 Apr 2005 to 5 Mar 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Apr 2005 to 31 Dec 2005)
  • Keng Hai Lee

    IRN KHL01011

    • CF26 Customer Trading (27 Aug 2002 to 31 Dec 2005)
  • Kenya Matsumoto

    IRN KXM01368

    • CF26 Customer Trading (13 Jan 2003 to 3 Apr 2006)
  • Kevin Frank Jebbitt

    IRN KFJ01008

    • CF30 Customer (1 Nov 2007 to 6 Apr 2010)
    • CF26 Customer Trading (10 Apr 2006 to 31 Oct 2007)
  • Kevin Laurence Turner

    IRN KXT01266

    • CF30 Customer (5 Feb 2008 to 7 Dec 2011)
  • Kevin Peter Wright

    IRN KPW01017

    • CF30 Customer (1 Nov 2007 to 25 Jul 2008)
    • CF26 Customer Trading (12 Jul 2006 to 31 Oct 2007)
  • Khansa Gharbi

    IRN KXG01257

    • CF30 Customer (1 Nov 2007 to 7 Dec 2011)
    • CF26 Customer Trading (20 Dec 2006 to 31 Oct 2007)
  • Kieran Joseph Dennehy

    IRN KXD00328

    • [FCA CF] Client dealing (since 12 Nov 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.