Date authorised
1 April 2013
Companies House
00322365
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Geir Patrick Robinson

    IRN GPR01056

    • [FCA CF] Significant management (1 Feb 2020 to 4 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • CF1 Director (3 Aug 2018 to 8 Dec 2019)
    • CF28 Systems and controls (2 Jan 2018 to 8 Dec 2019)
  • Geoffrey Martin Mullett

    IRN GMM01063

    • CF30 Customer (1 Feb 2009 to 14 Oct 2011)
    • CF26 Customer Trading (7 Aug 2003 to 31 Dec 2005)
  • Georges Philippe Tijbosch

    IRN GPT01021

    • CF26 Customer Trading (1 Dec 2001 to 15 Sep 2004)
  • Gerhard Eickermann

    IRN GXE01054

    • CF26 Customer Trading (1 Dec 2001 to 15 Sep 2004)
  • Glen Burns

    IRN GXB01603

    • CF30 Customer (1 Nov 2007 to 21 Jun 2010)
    • CF26 Customer Trading (8 Dec 2005 to 31 Oct 2007)
  • Glenn Raymond Harris

    IRN GRH01103

    • CF30 Customer (1 Nov 2007 to 5 Mar 2009)
    • CF26 Customer Trading (18 Jan 2006 to 31 Oct 2007)
  • Gordon Boag Izatt

    IRN GBI01001

    • CF30 Customer (1 Nov 2007 to 17 Jan 2011)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Gordon Dick Waters

    IRN GDW01062

    • CF30 Customer (1 Nov 2007 to 1 Feb 2010)
    • CF26 Customer Trading (14 Sep 2007 to 31 Oct 2007)
  • Graeme Vickers Alexander

    IRN GVA01004

    • [FCA CF] Significant management (18 Feb 2025 to 31 Oct 2025)
    • CF29 Significant management (26 Jan 2010 to 14 Oct 2011)
    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Graham Arthur Ternouth

    IRN GAT01056

    • CF30 Customer (6 Jul 2011 to 14 Oct 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.