Date authorised
1 April 2013
Companies House
00322365
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham Elvert Griffin

    IRN GEG01009

    • CF30 Customer (1 Nov 2007 to 15 Sep 2008)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Graham John Ford

    IRN GJF01061

    • CF28 Systems and controls (6 Mar 2008 to 1 Jul 2009)
  • Graham Michael Allen

    IRN GMA01026

    • CF30 Customer (1 Nov 2007 to 14 Oct 2011)
    • CF26 Customer Trading (12 Mar 2002 to 31 Oct 2007)
  • Graham Ross Sankey

    IRN GRS01078

    • CF30 Customer (1 Nov 2007 to 25 May 2011)
    • CF26 Customer Trading (1 Jan 2004 to 31 Oct 2007)
  • Grahame Paul Cook

    IRN GPC01042

    • CF29 Significant management (1 Nov 2007 to 13 Oct 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Gregory Andre Gilbert Wolf

    IRN GAW01107

    • CF30 Customer (22 May 2008 to 11 Jan 2010)
  • Guy Andrew Moutrie

    IRN GAM01136

    • CF29 Significant management (1 Nov 2007 to 17 Apr 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Feb 2007 to 31 Oct 2007)
  • Hayley Millard

    IRN HXO01025

    • CF30 Customer (1 Nov 2007 to 14 Oct 2011)
    • CF26 Customer Trading (14 Nov 2005 to 31 Oct 2007)
  • Hedzer Nico De Haan

    IRN HND01004

    • CF30 Customer (1 Nov 2007 to 5 Mar 2009)
    • CF26 Customer Trading (7 Sep 2004 to 31 Oct 2007)
  • Hendrik Jan Engelbert Van Der Hoeven

    IRN HJV01010

    • CF30 Customer (1 Nov 2007 to 21 Apr 2008)
    • CF26 Customer Trading (29 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.