Date authorised
1 April 2013
Companies House
00322365
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Peter Wise

    IRN DPW01069

    • [FCA CF] Significant management (4 Mar 2021 to 1 Oct 2022)
    • CF30 Customer (28 Oct 2010 to 13 Oct 2011)
    • CF26 Customer Trading (2 Sep 2005 to 31 Oct 2007)
  • Daniel Philip Keigwin Read

    IRN DPR01044

    • CF26 Customer Trading (1 Dec 2001 to 1 Oct 2002)
  • Daniel Rathbone

    IRN DJR01148

    • CF30 Customer (1 Nov 2007 to 13 Oct 2011)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Daniel Thomas Walker

    IRN DTW01007

    • CF26 Customer Trading (1 Dec 2001 to 9 Aug 2004)
  • Darren Potter

    IRN DJP01168

    • CF26 Customer Trading (14 Feb 2002 to 1 Jul 2002)
  • Daryl Roy Schofield

    IRN DRS01075

    • CF29 Significant management (1 Nov 2007 to 7 Dec 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (7 Aug 2003 to 31 Oct 2007)
  • David Alexander Thompson

    IRN DAT01053

    • CF30 Customer (7 Apr 2009 to 17 Jan 2011)
    • CF29 Significant management (1 Oct 2008 to 17 Jan 2011)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • David Anthony Povey

    IRN DAP01135

    • CF30 Customer (1 Nov 2007 to 15 Sep 2008)
    • CF26 Customer Trading (4 Dec 2004 to 31 Oct 2007)
  • David Barratt

    IRN DXB01667

    • CF30 Customer (1 Nov 2007 to 20 Apr 2009)
    • CF26 Customer Trading (9 Feb 2004 to 31 Oct 2007)
  • David Binnie

    IRN DXB01505

    • CF26 Customer Trading (12 Mar 2002 to 1 Sep 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.