Boussard & Gavaudan Investment Management LLP

• Principal Place of Business

  166 Piccadilly

  London

  W1J 9EF

  UNITED KINGDOM

  Phone

  +442037515400

  Web

  https://www.boussard-gavaudan.com

• Complaints Contact

  166 Piccadilly

  London

  W1J 9EF

  UNITED KINGDOM

  Phone

  +442037515400

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rubens Marius Serenade

  IRN RXS00734

  • [FCA CF] Significant management (since 3 Nov 2022)
  • SMF1 Chief Executive (since 3 Nov 2022)
  • [FCA CF] Material risk taker (since 3 Nov 2022)
• Salman Ahmed Khan

  IRN SAK01081

  • [FCA CF] Material risk taker (15 Jul 2022 to 25 Aug 2025)
  • [FCA CF] Client dealing (15 Jul 2022 to 25 Aug 2025)
• Samuel Vialla

  IRN SXV62169

  • [FCA CF] Client dealing (1 Jun 2020 to 13 May 2022)
  • [FCA CF] Material risk taker (1 Jun 2020 to 13 May 2022)
• Sekhar Venkatraman

  IRN SXV01298

  • [FCA CF] Material risk taker (since 24 May 2021)
  • [FCA CF] Client dealing (since 24 May 2021)
• Tanguy Pierre Prigent

  IRN TXP00271

  • [FCA CF] Significant management (since 17 Jul 2023)
  • [FCA CF] Material risk taker (since 17 Jul 2023)
• Teddy Marchandise

  IRN TXM01393

  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Thomas Haddad

  IRN TXH00151

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Thomas Vergnaud

  IRN TXV01009

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Jan 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 23 Jan 2022)
  • CF30 Customer (14 Mar 2018 to 8 Dec 2019)
• Vanessa Levi

  IRN VXL01025

  • [FCA CF] Material risk taker (1 Sep 2022 to 31 Dec 2024)
  • [FCA CF] Client dealing (1 Sep 2022 to 31 Dec 2024)
• Victorien Fontana

  IRN VXF00013

  • [FCA CF] Material risk taker (since 9 Dec 2019)

• BRAMHAM GARDENS INVESTMENTS LIMITED (no longer appointed)

  FRN 767109 · Appointed 13 Dec 2016 · Until 5 Jul 2019

No changes recorded yet.