Boussard & Gavaudan Investment Management LLP

• Principal Place of Business

  166 Piccadilly

  London

  W1J 9EF

  UNITED KINGDOM

  Phone

  +442037515400

  Web

  https://www.boussard-gavaudan.com

• Complaints Contact

  166 Piccadilly

  London

  W1J 9EF

  UNITED KINGDOM

  Phone

  +442037515400

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Andre Michel Pouly

  IRN BAP01035

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2025)
  • CF30 Customer (29 Jan 2015 to 8 Dec 2019)
• Benjamin Edward Sturges

  IRN BES01015

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Oct 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 17 Oct 2024)
  • CF30 Customer (28 Jul 2015 to 8 Dec 2019)
• Benjamin Pujol

  IRN BXP01426

  • CF30 Customer (2 Sep 2014 to 12 Oct 2017)
• Boris Carles

  IRN BXC01781

  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Carla Alexandra Foucaud

  IRN CAF01109

  • [FCA CF] Material risk taker (9 Dec 2019 to 29 Jun 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 29 Jun 2021)
  • CF4 Partner (23 Nov 2015 to 6 Dec 2019)
  • CF30 Customer (11 Jul 2014 to 8 Dec 2019)
• Charles Edouard Joseph

  IRN CEJ01019

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (23 Nov 2015 to 8 Dec 2019)
  • CF30 Customer (11 Jul 2014 to 8 Dec 2019)
• Cheikh Ahmadou Djigo

  IRN CXD00387

  • [FCA CF] Client dealing (31 Aug 2022 to 30 Jun 2023)
• Christophe Fares Wakim

  IRN CFW01031

  • CF30 Customer (31 Aug 2018 to 8 Dec 2019)
• Damien Liebaut

  IRN DXL01188

  • CF4 Partner (15 Jun 2018 to 1 Sep 2019)
  • CF30 Customer (11 Dec 2014 to 1 Sep 2019)
• David Levenson

  IRN DXL01531

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Sep 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Sep 2024)
  • CF30 Customer (19 Jan 2016 to 8 Dec 2019)

• BRAMHAM GARDENS INVESTMENTS LIMITED (no longer appointed)

  FRN 767109 · Appointed 13 Dec 2016 · Until 5 Jul 2019

No changes recorded yet.