BNP Paribas Asset Management UK Limited

• Principal Place of Business

  5 Aldermanbury Square

  London

  EC2V 7BP

  UNITED KINGDOM

  Phone

  +442075952000

  Web

  https://www.bnpparibas-am.co.uk

• Complaints Contact

  5 Aldermanbury Square

  London

  EC2V 7BP

  UNITED KINGDOM

  Phone

  +442075952000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Iain Heeps

  IRN IJH01076

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (29 Sep 2017 to 8 Dec 2019)
  • CF29 Significant management (24 Feb 2016 to 8 Dec 2019)
• Ilan Tamsot

  IRN IXT01150

  • CF30 Customer (1 Sep 2011 to 1 Jan 2013)
• Iris Hanking

  IRN IXH01202

  • CF30 Customer (17 Jul 2015 to 16 Jun 2016)
• Isabelle Tillier

  IRN IXT00036

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Jan 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2026)
• Iwan Gerard Lont

  IRN IGL01020

  • CF30 Customer (3 Aug 2015 to 8 Mar 2016)
• Jack Robert Waters

  IRN JRW01228

  • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
  • CF26 Customer Trading (21 Feb 2007 to 31 Oct 2007)
• Jacques Van Zyl

  IRN JXV12919

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF28 Systems and controls (13 Jun 2019 to 8 Dec 2019)
• James Gavin

  IRN JMG01245

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Oct 2023)
  • CF30 Customer (13 Sep 2019 to 8 Dec 2019)
• James Harrington Mann

  IRN JHM01051

  • CF30 Customer (18 Feb 2015 to 18 Sep 2019)
• James Kenneth McAlevey

  IRN JKM01023

  • [FCA CF] Client dealing (15 Nov 2021 to 22 Jan 2026)
  • [FCA CF] Manager of certification employee (15 Nov 2021 to 22 Jan 2026)
  • [FCA CF] Material risk taker (15 Nov 2021 to 22 Jan 2026)

No changes recorded yet.