BNP Paribas Asset Management UK Limited

• Principal Place of Business

  5 Aldermanbury Square

  London

  EC2V 7BP

  UNITED KINGDOM

  Phone

  +442075952000

  Web

  https://www.bnpparibas-am.co.uk

• Complaints Contact

  5 Aldermanbury Square

  London

  EC2V 7BP

  UNITED KINGDOM

  Phone

  +442075952000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Guy Jean Marie Noel De Froment

  IRN GJD01041

  • CF1 Director (1 Dec 2001 to 30 Jun 2010)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 12 Nov 2006)
  • CF3 Chief Executive (1 Dec 2001 to 30 Jun 2010)
• Guy Stephen Williams

  IRN GSW01030

  • CF30 Customer (20 Jul 2015 to 8 Dec 2019)
• Hardeep Singh Dogra

  IRN HSD01007

  • CF30 Customer (14 Sep 2016 to 10 May 2019)
• Havard Tveit

  IRN HXT01031

  • CF30 Customer (29 Sep 2012 to 24 Oct 2014)
• Heiko Dahse

  IRN HXD01024

  • CF30 Customer (4 Feb 2010 to 28 May 2010)
• Helie Stoffels D'Hautefort

  IRN SDH01116

  • CF30 Customer (9 May 2008 to 31 Oct 2012)
• Henrik Heilskou Pedersen

  IRN HHP01002

  • CF30 Customer (1 Nov 2007 to 3 Nov 2008)
  • CF21 Investment Adviser (29 Apr 2005 to 31 Oct 2007)
• Herve Jean Marie Reynaud

  IRN HJR01019

  • CF28 Systems and controls (1 Nov 2007 to 30 Jun 2008)
  • CF13 Finance (11 Aug 2004 to 31 Oct 2007)
• Heyuan Qian

  IRN HXQ00009

  • [FCA CF] Client dealing (22 Jun 2023 to 31 Dec 2025)
• Hoi Ting Vanessa Cheung

  IRN HXC72397

  • [FCA CF] Client dealing (7 Jun 2021 to 30 Jun 2025)

No changes recorded yet.