BMS GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

William Wilson
IRN WXW00020
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2026)

Smaller firms operating under this firm's FCA authorisation.

Black Mountain Advisory Ltd
FRN 1025621 · Appointed 15 Feb 2025
BMS North American Marine Ltd
FRN 970281 · Appointed 18 Feb 2022
BMS Finpro Ltd
FRN 967912 · Appointed 19 Jan 2022
Bankserve Credit Ltd (no longer appointed)
FRN 975111 · Appointed 4 May 2022 · Until 26 May 2023
BMS PEMA Limited (no longer appointed)
FRN 929460 · Appointed 8 Jul 2020 · Until 5 Apr 2024
BMS Energy Limited (no longer appointed)
FRN 924789 · Appointed 21 Apr 2020 · Until 5 Apr 2024
BMS Risk Solutions Limited (no longer appointed)
FRN 725241 · Appointed 12 Nov 2015 · Until 31 Jul 2019
Pioneer North America PL Limited (no longer appointed)
FRN 609589 · Appointed 4 Nov 2013 · Until 4 Dec 2013
BMS Professional & Financial Services Ltd (no longer appointed)
FRN 574703 · Appointed 8 Feb 2012 · Until 30 Jun 2016
J Safra Brokerage Ltd (no longer appointed)
FRN 564573 · Appointed 15 Sep 2011 · Until 9 Nov 2011

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.