Date authorised
1 April 2013
Companies House
01022249
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor East Suite
    Cottis House
    Locks Hill
    Rochford
    Essex
    SS4 1BB
    UNITED KINGDOM
    Phone
    +4401702543306
  • Complaints Contact

    First Floor East Suite
    Cottis House
    Locks Hill
    Rochford
    Essex
    SS4 1BB
    UNITED KINGDOM
    Phone
    +441702543306

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ALEXANDER BROWNLEE

    IRN AXB00551

    • SMF3 Executive Director (since 28 Jun 2021)
  • Ben Kelly

    IRN BXK00207

    • CF1 Director (AR) (20 Feb 2025 to 29 Dec 2025)
  • Brett Jon Sainty

    IRN BJS01115

    • SMF1 (AR) Chief Executive function (since 21 Nov 2022)
    • [PRA CF] Key function holder (since 15 Jul 2020)
    • [FCA CF] Significant management (since 15 Jul 2020)
    • Responsible for Insurance Distribution (since 15 Jul 2020)
    • SMF1 Chief Executive (since 15 Jul 2020)
    • [FCA CF] Manager of certification employee (since 15 Jul 2020)
    • CF1 Director (AR) (21 Nov 2022 to 14 Jun 2024)
    • CF3 Chief Executive (AR) (21 Nov 2022 to 14 Jun 2024)
  • David Jonathan Wild

    IRN DJW01313

    • SMF1 Chief Executive (9 Dec 2019 to 24 Apr 2020)
    • SMF3 Executive Director (9 Dec 2019 to 24 Apr 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Apr 2020)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Edward Feltham

    IRN EXF00210

    • CF1 Director (AR) (since 21 Jul 2025)
  • Elaine Barclay

    IRN EXB00364

    • SMF3 Executive Director (20 Oct 2023 to 27 Mar 2026)
  • Emma Louise Emerson

    IRN EXE00041

    • SMF3 Executive Director (since 13 Apr 2026)
  • JAIMIE QUILL

    IRN JXQ00013

    • SMF3 Executive Director (since 28 Jun 2021)
  • MAX ELLIOTT THOMAS

    IRN MXT00671

    • CF1 Director (AR) (24 Feb 2025 to 29 Dec 2025)
  • Mark Francis Greenwood

    IRN MFG01034

    • SMF3 Executive Director (since 6 Dec 2020)
    • [FCA CF] CASS oversight function (since 1 Sep 2020)
    • [FCA CF] Significant management (since 15 Jul 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.