Date authorised
1 April 2013
Companies House
01022249
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor East Suite
    Cottis House
    Locks Hill
    Rochford
    Essex
    SS4 1BB
    UNITED KINGDOM
    Phone
    +4401702543306
  • Complaints Contact

    First Floor East Suite
    Cottis House
    Locks Hill
    Rochford
    Essex
    SS4 1BB
    UNITED KINGDOM
    Phone
    +441702543306

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Gilbert

    IRN MXG01542

    • SMF3 Executive Director (since 2 Nov 2022)
  • Mark, John Williams

    IRN MJW01406

    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Simon Andrew Colburn

    IRN SXC00297

    • CF1 Director (AR) (28 Apr 2021 to 5 Jan 2022)
  • Stewart James Croker

    IRN SJC01442

    • CF1 Director (AR) (16 Dec 2024 to 29 Dec 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.