Date authorised
1 April 2013
Companies House
02305213
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +448003681833
  • Complaints Contact

    10th Floor
    40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +448003681833

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Customer, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · The firm, in carrying on the regulated activity, is limited to entering into transactions in a mannner which (a) if the firm were an unauthorised person, would come within article 16 of the RAO, or (b) if entering into a regulated mortgage contract as a lender were not a regulated activity, would come within article 19 of the RAO
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon George Wood

    IRN SGW01051

    • CF1 Director (1 Jun 2006 to 10 Apr 2015)
    • CF3 Chief Executive (1 Jun 2006 to 10 Apr 2015)
  • Stephen Griffiths

    IRN SXG00434

    • [FCA CF] Significant management (since 21 Jan 2025)
  • Stephen Heyworth

    IRN SXH01270

    • Responsible for Insurance Mediation (1 Aug 2006 to 2 Sep 2010)
    • CF1 Director (1 Jun 2006 to 29 Sep 2010)
  • Steve Griffiths

    IRN SXG00935

    • [FCA CF] Significant management (21 Jan 2025 to 22 Jan 2025)
  • Steven Roger Seal

    IRN SXS16726

    • SMF3 Executive Director (9 Dec 2019 to 10 May 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 10 May 2024)
    • CF3 Chief Executive (30 Jul 2019 to 8 Dec 2019)
    • CF1 Director (30 Jul 2019 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (30 Jul 2019 to 10 May 2024)
    • Responsible for Insurance Distribution (30 Jul 2019 to 10 May 2024)
  • Susan McCallum

    IRN SXM01218

    • SMF16 Compliance Oversight (6 Aug 2024 to 3 Mar 2025)
  • Sven Guckelberger

    IRN SXG01738

    • CF2 Non Executive Director (26 Oct 2010 to 9 Dec 2013)
  • Thomas Francis Wood

    IRN TFW01013

    • Director of firm who is not a certification employee or a SMF manager (20 Oct 2021 to 13 Apr 2022)
  • Ulf Bachmann

    IRN UXB01079

    • CF2 Non Executive Director (13 Feb 2014 to 11 Dec 2014)
  • Victoria Jane Robb

    IRN VJR01025

    • SMF3 Executive Director (19 May 2023 to 15 Nov 2023)
    • [FCA CF] Significant management (4 Jan 2022 to 31 May 2023)

Recent activity

Updates to this firm's record on the FCA register.

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