Bluefriars Brokers Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
SuncrestThrocking LaneBuntingfordHertforshireSG9 9RPUNITED KINGDOM- Phone
- +442071185590
-
Complaints Contact
SuncrestThrockingBuntingfordHertfordshireSG9 9RPUNITED KINGDOM- Phone
- +442071185590
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Commercial
-
Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Credit Brokering
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Chloe Cubitt
IRN CXC02340
- [FCA CF] Significant management (16 Mar 2021 to 29 Jun 2021)
- SMF3 Executive Director (9 Dec 2019 to 7 Jul 2020)
- CF1 Director (19 Mar 2018 to 8 Dec 2019)
-
Clemens Kueppers
IRN CXK01540
- CF1 Director (AR) (1 Jun 2018 to 8 Jun 2020)
-
Daniel Ross
IRN DXR00536
- CF1 Director (AR) (since 3 Oct 2024)
-
David Frederick Overall
IRN DFO01010
- CF1 Director (AR) (since 29 Jul 2024)
-
David Gwynn Owen
IRN DGO01011
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF1 Director (AR) (23 Feb 2021 to 27 Jun 2023)
- CF2 Non Executive Director (6 Jan 2014 to 8 Dec 2019)
-
David Plummer
IRN DXP01835
- CF1 Director (AR) (since 1 Feb 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (AR) (30 Jan 2018 to 25 Mar 2019)
- Responsible for Insurance Mediation (6 Jan 2014 to 30 Sep 2018)
- CF1 Director (6 Jan 2014 to 8 Dec 2019)
-
David Wint
IRN DXW00395
- CF1 Director (AR) (since 22 May 2023)
-
Edward Wattenbach
IRN EXW01292
- CF1 Director (AR) (20 Aug 2016 to 25 Feb 2020)
-
GRAHAM WATTS
IRN GXW00075
- CF1 Director (AR) (25 Jan 2021 to 7 Jul 2025)
-
Gordon Frederick Newman
IRN GFN01010
- CF2 Non Executive Director (AR) (11 Oct 2018 to 4 Mar 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Custodian Financial Services Limited
FRN 992062 · Appointed 19 Feb 2023
-
TMU Management Limited
FRN 968471 · Appointed 24 Jan 2022
-
Bluefriars Brokers Central Europe s.r.o (London Branch)
FRN 967976 · Appointed 19 Jan 2022
-
QB TECHNOLOGIES LIMITED
FRN 953161 · Appointed 18 Jun 2021
-
LINDRICK LITIGATION RISK SOLUTIONS LIMITED
FRN 938520 · Appointed 15 Nov 2020
-
Blue Mountain Capacity Limited
FRN 927504 · Appointed 9 Jun 2020
-
FRONTIER GLOBAL UW LIMITED
FRN 912325 · Appointed 15 Aug 2019
-
HE AGENCIES LTD
FRN 828759 · Appointed 14 Dec 2018
-
VERTEX UNDERWRITING MANAGEMENT LIMITED
FRN 756067 · Appointed 15 Aug 2016
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.