Date authorised
6 January 2014
Companies House
08508847
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suncrest
    Throcking Lane
    Buntingford
    Hertforshire
    SG9 9RP
    UNITED KINGDOM
    Phone
    +442071185590
  • Complaints Contact

    Suncrest
    Throcking
    Buntingford
    Hertfordshire
    SG9 9RP
    UNITED KINGDOM
    Phone
    +442071185590

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chloe Cubitt

    IRN CXC02340

    • [FCA CF] Significant management (16 Mar 2021 to 29 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 7 Jul 2020)
    • CF1 Director (19 Mar 2018 to 8 Dec 2019)
  • Clemens Kueppers

    IRN CXK01540

    • CF1 Director (AR) (1 Jun 2018 to 8 Jun 2020)
  • Daniel Ross

    IRN DXR00536

    • CF1 Director (AR) (since 3 Oct 2024)
  • David Frederick Overall

    IRN DFO01010

    • CF1 Director (AR) (since 29 Jul 2024)
  • David Gwynn Owen

    IRN DGO01011

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF1 Director (AR) (23 Feb 2021 to 27 Jun 2023)
    • CF2 Non Executive Director (6 Jan 2014 to 8 Dec 2019)
  • David Plummer

    IRN DXP01835

    • CF1 Director (AR) (since 1 Feb 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (30 Jan 2018 to 25 Mar 2019)
    • Responsible for Insurance Mediation (6 Jan 2014 to 30 Sep 2018)
    • CF1 Director (6 Jan 2014 to 8 Dec 2019)
  • David Wint

    IRN DXW00395

    • CF1 Director (AR) (since 22 May 2023)
  • Edward Wattenbach

    IRN EXW01292

    • CF1 Director (AR) (20 Aug 2016 to 25 Feb 2020)
  • GRAHAM WATTS

    IRN GXW00075

    • CF1 Director (AR) (25 Jan 2021 to 7 Jul 2025)
  • Gordon Frederick Newman

    IRN GFN01010

    • CF2 Non Executive Director (AR) (11 Oct 2018 to 4 Mar 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.