David Plummer

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BLUEFRIARS BROKERS BRUSSELS SRL (LONDON BRANCH)
FRN 1017866
- Employed By (since 17 Sep 2024)
Bluefriars Brokers Central Europe s.r.o (London Branch)
FRN 967976
- Employed By (since 2 Feb 2022)
Bluefriars Brokers Limited
FRN 604987
- CF1 Director (AR) (since 1 Feb 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (AR) (30 Jan 2018 to 25 Mar 2019)
- Responsible for Insurance Mediation (6 Jan 2014 to 30 Sep 2018)
- CF1 Director (6 Jan 2014 to 8 Dec 2019)
PREMIA SOLUTIONS LIMITED
FRN 310089
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (26 May 2016 to 8 Dec 2019)
TMU Management Limited (no longer approved here)
FRN 968471
- Employed By (1 Feb 2022 to 30 May 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.