Blevins Franks Financial Management Limited

• Principal Place of Business

  Blevins Franks Financial Management Limited

  28 St. James's Square

  London

  Westminster

  SW1Y 4JH

  UNITED KINGDOM

  Phone

  +4402073895220

  Web

  http://www.blevinsfranks.com

• Complaints Contact

  Blevins Franks Financial Management Limited

  28, St James's Square

  London

  United Kingdom

  SW1Y 4JH

  UNITED KINGDOM

  Phone

  +4402073895220

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Henry George Rutherford

  IRN HGR01015

  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 15 Nov 2024)
  • CF30 Customer (4 Aug 2016 to 8 Dec 2019)
• Henry Oppong

  IRN HXO01207

  • CF30 Customer (25 Jul 2018 to 8 Dec 2019)
• Huw David Evans

  IRN HDE01013

  • CF30 Customer (7 Oct 2010 to 25 May 2011)
• Iain Morran McKay

  IRN IMM01074

  • CF30 Customer (12 Sep 2008 to 30 Jan 2009)
• Ian Alexander

  IRN IXA01038

  • CF30 Customer (6 Jun 2013 to 8 Dec 2019)
• Ian Lyndon Pugh

  IRN ILP01011

  • CF30 Customer (24 Aug 2015 to 23 Jul 2018)
• Jacques-Andre Ellul Soler

  IRN JXE01296

  • CF30 Customer (5 Jun 2008 to 3 Jun 2011)
• James Henry Johnson

  IRN JHJ01030

  • CF30 Customer (13 May 2014 to 8 Dec 2019)
• James Michael Thomas Griffiths

  IRN JXG09194

  • CF30 Customer (11 Dec 2018 to 8 Dec 2019)
• James Phillip Greene

  IRN JPG01172

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 31 Jul 2023)
  • CF30 Customer (24 May 2018 to 8 Dec 2019)

• TJM WEALTH MANAGEMENT LTD (no longer appointed)

  FRN 918937 · Appointed 3 Jan 2020 · Until 20 Jul 2021 · Tied agent

No changes recorded yet.