Henry George Rutherford

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alex De Silva & Co Limited

    FRN 712630

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 7 May 2025)
    • [FCA CF] Functions requiring qualifications (since 7 May 2025)
    • [FCA CF] Manager of certification employee (7 May 2025 to 15 Apr 2026)
    • [FCA CF] Significant management (7 May 2025 to 15 Apr 2026)
    • [FCA CF] Proprietary trader (7 May 2025 to 15 Apr 2026)
  • Golden Oak Wealth Management Limited (no longer approved here)

    FRN 783726

    • [FCA CF] Functions requiring qualifications (19 Nov 2024 to 22 Apr 2025)
    • [FCA CF] Client dealing (19 Nov 2024 to 22 Apr 2025)
  • Blevins Franks Financial Management Limited (no longer approved here)

    FRN 179731

    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 15 Nov 2024)
    • CF30 Customer (4 Aug 2016 to 8 Dec 2019)

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Updates to this individual's record on the FCA register.

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