BLACKTOWER FINANCIAL MANAGEMENT LIMITED

• Principal Place of Business

  Fetcham Park House

  Lower Road

  Fetcham

  Leatherhead

  Surrey

  KT22 9HD

  UNITED KINGDOM

  Phone

  +4401372844344

  Web

  https://www.blacktowerfm.com

• Complaints Contact

  Fetcham Park House

  Lower Road

  Fetcham

  Leatherhead

  Surrey

  KT22 9HD

  UNITED KINGDOM

  Phone

  +4401372844344

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jack Henry Gorgon

  IRN JHG01083

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
• Jake Benjamin Barber

  IRN JBB01094

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 11 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 11 Jun 2024)
• James Daniel Edward Tucker

  IRN JXT00736

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 25 Oct 2024)
  • [FCA CF] Client dealing (since 25 Oct 2024)
• James Ian Humphrey

  IRN JIH00002

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 11 Nov 2020)
  • [FCA CF] Client dealing (since 11 Nov 2020)
  • [FCA CF] Client dealing (23 Oct 2020 to 11 Nov 2020)
• Jeremy Agorom

  IRN JXA08812

  • CF30 Customer (29 Nov 2018 to 13 Feb 2019)
• John Berger

  IRN JXB02427

  • CF2 Non Executive Director (7 Apr 2008 to 28 May 2010)
• John Charles Westwood

  IRN JCW00006

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 25 Feb 2011)
  • Responsible for Insurance Mediation (14 Jan 2005 to 25 Feb 2011)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Nov 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Apr 2008)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Apr 2008)
• John Frederick Hercock

  IRN JFH00004

  • CF1 Director (22 Jul 2010 to 28 Feb 2011)
  • CF30 Customer (22 Jul 2010 to 28 Feb 2011)
• John James Morgan

  IRN JXM04098

  • [FCA CF] Client dealing (9 Aug 2024 to 19 Dec 2025)
  • [FCA CF] Functions requiring qualifications (9 Aug 2024 to 19 Dec 2025)
• John Leonard Beddows

  IRN JLB00028

  • CF30 Customer (21 Nov 2007 to 19 Dec 2008)

• PBS Ltd (no longer appointed)

  FRN 715368 · Appointed 28 Aug 2015 · Until 6 Nov 2018

No changes recorded yet.