Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Maria Reinhard Wolf

    IRN SMW01218

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 13 Jan 2023)
    • [FCA CF] Client dealing (18 Mar 2021 to 13 Jan 2023)
    • CF30 Customer (5 Jun 2019 to 8 Dec 2019)
  • Simon Robert Hayden

    IRN SRH01132

    • [FCA CF] Manager of certification employee (5 Jan 2022 to 30 Oct 2024)
    • [FCA CF] Client dealing (5 Jan 2022 to 30 Oct 2024)
  • Simon Tschirpig

    IRN SXT00431

    • [FCA CF] Manager of certification employee (since 25 Mar 2026)
    • [FCA CF] Client dealing (since 27 Jun 2022)
  • Simona Maellare

    IRN SXM01455

    • [FCA CF] Client dealing (since 13 Apr 2026)
    • [FCA CF] Material risk taker (since 13 Apr 2026)
    • [FCA CF] Manager of certification employee (since 13 Apr 2026)
  • Simran Bajwa

    IRN SXB01247

    • [FCA CF] Client dealing (10 Jul 2023 to 6 Jan 2025)
  • Sofia Cuadros Caceres

    IRN SXC00627

    • [FCA CF] Client dealing (19 Aug 2021 to 5 Jul 2024)
  • Sofia Vasileiadou

    IRN SXV01107

    • CF30 Customer (23 Jan 2013 to 1 Oct 2015)
  • Soheil Walter Giovanni Malagutti

    IRN SXM00567

    • [FCA CF] Manager of certification employee (25 Mar 2022 to 31 Jan 2025)
    • [FCA CF] Client dealing (18 Mar 2021 to 31 Jan 2025)
  • Sonia Trigui

    IRN SXT00224

    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • [FCA CF] Client dealing (since 18 Mar 2021)
  • Sophie Elliot

    IRN SXE00190

    • [FCA CF] Client dealing (since 8 Feb 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.