Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sophie Lea Jung

    IRN SXJ00519

    • [FCA CF] Client dealing (since 28 Aug 2024)
  • Sophie Woodward-Fisher

    IRN SXW02182

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 12 Feb 2025)
    • [FCA CF] Client dealing (18 Mar 2021 to 12 Feb 2025)
    • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
  • Spencer Andres Granelli

    IRN SAG01158

    • CF30 Customer (30 May 2018 to 8 Dec 2019)
  • Srinivas Narayanan

    IRN SXN01471

    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • [FCA CF] Client dealing (since 18 Mar 2021)
    • CF30 Customer (21 Feb 2018 to 8 Dec 2019)
  • Steele Sutphin

    IRN SXS00776

    • [FCA CF] Client dealing (27 Sep 2021 to 24 Jan 2025)
  • Stefan Brimson

    IRN SJB01543

    • CF30 Customer (17 Oct 2012 to 1 Oct 2015)
  • Stefano Tamoni

    IRN SXT71804

    • [FCA CF] Manager of certification employee (since 25 Mar 2022)
    • [FCA CF] Client dealing (since 9 Oct 2020)
  • Stefano Tomaselli

    IRN SXT23502

    • [FCA CF] Client dealing (since 28 Oct 2021)
    • [FCA CF] Manager of certification employee (since 28 Oct 2021)
  • Stephen A Schwarzman

    IRN SAS01146

    • CF30 Customer (21 Jan 2011 to 14 Sep 2011)
  • Stephen Allison

    IRN SXA11783

    • CF30 Customer (25 Feb 2019 to 13 Aug 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.