Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Melinda Acott

    IRN SXA03160

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 9 Jun 2023)
    • [FCA CF] Client dealing (18 Mar 2021 to 9 Jun 2023)
    • CF30 Customer (2 Jul 2016 to 8 Dec 2019)
  • Saru Nanda

    IRN SXN00248

    • [FCA CF] Client dealing (8 Sep 2022 to 14 Sep 2023)
  • Savannah Shih-Tzen Ardrey

    IRN SXA00832

    • [FCA CF] Client dealing (5 Sep 2023 to 17 Jun 2025)
  • Sayed Arian Ziwary

    IRN SXZ00113

    • [FCA CF] Client dealing (since 24 Sep 2024)
  • Scott Newman

    IRN SXN06100

    • [FCA CF] Manager of certification employee (since 23 Sep 2024)
    • [FCA CF] Client dealing (since 23 Sep 2024)
  • Scott Schultz

    IRN SXS00615

    • [FCA CF] Client dealing (since 17 May 2021)
    • [FCA CF] Manager of certification employee (since 17 May 2021)
  • Sean Katherine Cadley

    IRN SXC01144

    • [FCA CF] Manager of certification employee (25 Mar 2025 to 1 Oct 2025)
    • [FCA CF] Client dealing (18 Mar 2024 to 1 Oct 2025)
  • Sean Kelly

    IRN SXK00525

    • [FCA CF] Client dealing (20 Sep 2022 to 6 Mar 2023)
  • Sebastian Bratanis

    IRN SXB00523

    • [FCA CF] Manager of certification employee (28 Sep 2021 to 20 May 2022)
    • [FCA CF] Client dealing (28 Sep 2021 to 20 May 2022)
  • Sebastian Tien Hao Tung

    IRN NXS88799

    • [FCA CF] Client dealing (since 18 Nov 2024)
    • [FCA CF] Manager of certification employee (since 18 Nov 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.