Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Seh Ghee Long-Callesen

    IRN SXL00886

    • [FCA CF] Client dealing (since 17 Sep 2025)
  • Selin Halman

    IRN SXH00424

    • [FCA CF] Manager of certification employee (since 25 Mar 2022)
    • [FCA CF] Client dealing (since 18 Mar 2021)
  • Serena Dimitri Araj

    IRN SXA15571

    • [FCA CF] Client dealing (18 Mar 2021 to 9 Feb 2022)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 9 Feb 2022)
    • CF30 Customer (31 May 2019 to 18 Jul 2019)
  • Serena Elizabeth Langham

    IRN SXL00240

    • [FCA CF] Manager of certification employee (23 Mar 2023 to 1 Oct 2024)
    • [FCA CF] Client dealing (18 Mar 2021 to 1 Oct 2024)
  • Sergei Petunov

    IRN SXP00326

    • [FCA CF] Client dealing (18 Mar 2021 to 14 Apr 2022)
  • Shaheen Paydar

    IRN SXP01834

    • CF30 Customer (1 Oct 2010 to 5 Aug 2013)
  • Shannon Rae Gallagher

    IRN SRG01082

    • CF30 Customer (1 Oct 2010 to 12 Sep 2014)
  • Sheila Rapple

    IRN SXR00880

    • [FCA CF] Manager of certification employee (24 Sep 2024 to 1 Jan 2026)
    • [FCA CF] Client dealing (24 Sep 2024 to 1 Jan 2026)
  • Shirish Joshi

    IRN SAJ01083

    • CF30 Customer (1 Oct 2010 to 1 Oct 2015)
  • Shixuan Jin

    IRN SXJ00163

    • [FCA CF] Client dealing (18 Mar 2021 to 22 Mar 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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