Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Raphael Maurice Charles Vital De Botton

    IRN RMD01087

    • [FCA CF] Client dealing (since 18 Mar 2021)
    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • CF4 Partner (16 Jun 2016 to 9 Dec 2019)
    • CF30 Customer (1 Oct 2010 to 8 Dec 2019)
  • Rashmi Madan Newman

    IRN RXM01374

    • SMF27 Partner (since 29 Jul 2022)
    • [FCA CF] Client dealing (since 18 Mar 2021)
    • [FCA CF] Material risk taker (4 Jan 2022 to 29 Jul 2022)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 26 Sep 2022)
    • [FCA CF] Significant management (18 Mar 2021 to 29 Jul 2022)
    • CF4 Partner (13 Jul 2018 to 9 Dec 2019)
    • CF30 Customer (13 Jul 2018 to 8 Dec 2019)
  • Raymond Murray Liversage

    IRN RXL00459

    • [FCA CF] Client dealing (since 15 Apr 2025)
  • Rebecca Duffy

    IRN RXD00250

    • [FCA CF] Client dealing (5 Sep 2022 to 31 Jan 2025)
  • Reginald Nelson

    IRN RXN00141

    • [FCA CF] Manager of certification employee (since 25 Mar 2025)
    • [FCA CF] Client dealing (since 7 Feb 2022)
  • Reihanne Sara Verdi

    IRN RSV01011

    • [FCA CF] Client dealing (18 Mar 2021 to 6 Jun 2023)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 6 Jun 2023)
    • CF30 Customer (12 Jun 2015 to 8 Dec 2019)
  • Ricardo Arturo Gomez Canaan

    IRN RXG00537

    • [FCA CF] Manager of certification employee (since 2 Aug 2024)
    • [FCA CF] Client dealing (since 2 Aug 2024)
  • Riccardo Ghezzi

    IRN RXG12894

    • [FCA CF] Client dealing (18 Mar 2021 to 30 Apr 2021)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 30 Apr 2021)
    • CF30 Customer (22 Mar 2019 to 8 Dec 2019)
  • Riccardo Mordenti

    IRN RXM01535

    • [FCA CF] Client dealing (since 9 Apr 2026)
  • Richard H Jenrette

    IRN RHJ01037

    • CF2 Non Executive Director (1 Oct 2010 to 2 Apr 2013)
    • CF4 Partner (1 Oct 2010 to 2 Apr 2013)
    • CF3 Chief Executive (1 Oct 2010 to 1 Oct 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.