Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 29 Jul 2022)
    • [FCA CF] Client dealing (since 18 Mar 2021)
    • [FCA CF] Material risk taker (4 Jan 2022 to 29 Jul 2022)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 26 Sep 2022)
    • [FCA CF] Significant management (18 Mar 2021 to 29 Jul 2022)
    • CF4 Partner (13 Jul 2018 to 9 Dec 2019)
    • CF30 Customer (13 Jul 2018 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 17 Apr 2011)
    • CF21 Investment Adviser (13 Nov 2002 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 17 Apr 2011)
    • CF21 Investment Adviser (13 Nov 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.