Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Spyros Sotirhos

    IRN MSS01051

    • CF30 Customer (1 Oct 2010 to 5 Jul 2012)
  • Michael Wilcox

    IRN MJW01478

    • CF30 Customer (1 Oct 2010 to 1 Oct 2015)
  • Michael William Whitman

    IRN MWW01050

    • CF4 Partner (13 Jul 2018 to 6 Dec 2019)
    • CF30 Customer (13 Jul 2018 to 6 Dec 2019)
  • Michael Zerda

    IRN MXZ01192

    • [FCA CF] Client dealing (18 Mar 2021 to 23 Apr 2021)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 23 Apr 2021)
    • CF30 Customer (21 Jul 2016 to 8 Dec 2019)
  • Michelle Miriam Gelshteyn

    IRN MXG08819

    • CF30 Customer (29 Nov 2018 to 8 Dec 2019)
  • Michelle O'Toole

    IRN MXO01314

    • CF30 Customer (17 Nov 2011 to 21 Jan 2015)
  • Miguel Garcia Gomez

    IRN MXG02684

    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • [FCA CF] Client dealing (since 18 Mar 2021)
    • CF30 Customer (24 Apr 2018 to 8 Dec 2019)
  • Mingying Cai

    IRN MXC00630

    • [FCA CF] Client dealing (3 Nov 2021 to 31 Mar 2023)
  • Moez Gharbi

    IRN GXM02444

    • [FCA CF] Client dealing (18 Mar 2021 to 27 Aug 2024)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 27 Aug 2024)
    • CF30 Customer (27 Jan 2015 to 8 Dec 2019)
  • Mohamed El Beih

    IRN MXE01287

    • CF30 Customer (1 Oct 2010 to 11 Jan 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.