Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martina Maria Rita Insulla

    IRN MXI00214

    • [FCA CF] Client dealing (since 28 Aug 2024)
  • Mary Jolene Schmitt

    IRN MJS01536

    • CF4 Partner (1 Oct 2010 to 12 Oct 2010)
  • Maryfrances Metrick

    IRN MXM02467

    • CF30 Customer (1 Oct 2010 to 1 Oct 2010)
  • Mateusz Dudarski

    IRN MXD00049

    • [FCA CF] Client dealing (since 12 Aug 2021)
    • [FCA CF] Manager of certification employee (since 12 Aug 2021)
  • Mathias Patrick Laurent Favetto

    IRN MPF01074

    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • [FCA CF] Client dealing (since 18 Mar 2021)
    • CF30 Customer (17 Aug 2018 to 8 Dec 2019)
  • Mathieu Cransac

    IRN MXC03221

    • [FCA CF] Client dealing (18 Mar 2021 to 1 Aug 2025)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 1 Aug 2025)
    • CF4 Partner (13 Jul 2018 to 9 Dec 2019)
    • CF30 Customer (2 Jul 2016 to 8 Dec 2019)
  • Mathilde Jacqueline Marguerit Herrewyn

    IRN MXH39637

    • [FCA CF] Manager of certification employee (23 Mar 2023 to 12 May 2023)
    • [FCA CF] Client dealing (18 Mar 2021 to 12 May 2023)
  • Mathilde Melanie Gault

    IRN MMG01077

    • [FCA CF] Client dealing (since 3 Apr 2020)
    • [FCA CF] Manager of certification employee (since 3 Apr 2020)
  • Matteo Barchiesi

    IRN MXB00970

    • [FCA CF] Manager of certification employee (since 22 Aug 2022)
    • [FCA CF] Client dealing (since 22 Aug 2022)
  • Matteo Verna

    IRN MXV15570

    • [FCA CF] Client dealing (18 Mar 2021 to 15 Sep 2021)
    • CF30 Customer (31 May 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.