Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Bernard Rafferty

    IRN MXR02585

    • [FCA CF] Client dealing (18 Mar 2021 to 20 May 2022)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 20 May 2022)
    • CF30 Customer (20 Jan 2016 to 8 Dec 2019)
  • Matthew David Adcock

    IRN MDA01083

    • CF30 Customer (6 Apr 2018 to 1 May 2019)
  • Matthew David Tooth

    IRN MDT01052

    • CF30 Customer (1 Oct 2010 to 30 Aug 2012)
  • Matthew Howard-Cairns

    IRN MXH02973

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 25 Feb 2022)
    • [FCA CF] Client dealing (18 Mar 2021 to 25 Feb 2022)
    • CF4 Partner (13 Jul 2018 to 9 Dec 2019)
    • CF30 Customer (14 Jan 2016 to 8 Dec 2019)
  • Matthew Humphrey

    IRN MDH01167

    • [FCA CF] Client dealing (since 5 Aug 2024)
    • [FCA CF] Manager of certification employee (since 5 Aug 2024)
  • Matthew James Harry

    IRN MJH01665

    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • [FCA CF] Client dealing (since 18 Mar 2021)
  • Matthew Slaffer

    IRN MXS02557

    • CF30 Customer (6 Jun 2012 to 1 Oct 2015)
  • Max Brownlie Macfarlane

    IRN MXM00811

    • [FCA CF] Client dealing (since 15 Mar 2022)
  • Max Luergen

    IRN MXL00775

    • [FCA CF] Client dealing (since 21 Jul 2025)
  • Max Pearson

    IRN MXP00758

    • [FCA CF] Client dealing (since 4 Sep 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.