Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Luca Cat Berro

    IRN LXC15233

    • [FCA CF] Client dealing (18 Mar 2021 to 20 May 2022)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 20 May 2022)
    • CF30 Customer (22 May 2019 to 8 Dec 2019)
  • Luca Galasso

    IRN LXG00152

    • [FCA CF] Client dealing (since 9 Sep 2025)
    • [FCA CF] Manager of certification employee (since 9 Sep 2025)
  • Luca Squitieri

    IRN LXS00276

    • [FCA CF] Manager of certification employee (since 25 Mar 2025)
    • [FCA CF] Client dealing (since 1 Jun 2021)
  • Lucas Kilian Ziegler

    IRN LXZ00009

    • [FCA CF] Manager of certification employee (since 2 Oct 2024)
    • [FCA CF] Client dealing (since 2 Oct 2024)
    • [FCA CF] Manager of certification employee (25 Mar 2022 to 12 Oct 2022)
    • [FCA CF] Client dealing (18 Mar 2021 to 12 Oct 2022)
  • Luciano Pinto

    IRN LXP00050

    • [FCA CF] Client dealing (20 Jan 2022 to 17 Feb 2023)
  • Lucy Fiona Shaw

    IRN LXS00293

    • [FCA CF] Client dealing (19 Jul 2021 to 20 Jan 2023)
    • [FCA CF] Manager of certification employee (19 Jul 2021 to 20 Jan 2023)
  • Lucy Goodrich

    IRN LXG01540

    • [FCA CF] Manager of certification employee (since 23 Mar 2023)
    • [FCA CF] Client dealing (since 17 May 2021)
  • Lucy Maleen Schmolling

    IRN LXS00853

    • [FCA CF] Client dealing (since 21 Jan 2026)
  • Lucy Sihan Tong

    IRN LXT00093

    • [FCA CF] Client dealing (2 Nov 2020 to 15 Oct 2021)
  • Ludovica Rizzi

    IRN LXR88809

    • [FCA CF] Manager of certification employee (23 Mar 2023 to 31 Mar 2023)
    • [FCA CF] Client dealing (18 Mar 2021 to 31 Mar 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.